Services/Legal documents

Financial Services & Regulated.

AFSL, credit, AML/CTF, DDO and CPS 230 documents — the regulated work most fixed-fee firms won't touch.

Each document below is drafted or reviewed by a senior lawyer, with the fixed fee quoted in writing after a short scope call. Nothing starts before you know the price.

AFSL Compliance Document Suite

3–4 weeks

The compliance framework a licensee actually needs to survive an ASIC surveillance review.

Financial Services Guide (FSG)

1–2 weeks

The disclosure document that has to be right before a single piece of advice is given.

Authorised Representative Agreement

1–2 weeks

The document that determines whether your licence covers what your representative actually does.

Credit Guide & Credit Licence Documents

2–3 weeks

The disclosure and compliance framework that sits under every Australian Credit Licence.

Target Market Determination (DDO)

2–3 weeks

The document design and distribution obligations turn on — and the one ASIC checks first.

AML/CTF Program (Part A and Part B)

3–5 weeks

The program AUSTRAC actually audits, drafted for reporting entities entering or already inside the regime.

Material Service Provider Agreement (CPS 230)

2–4 weeks

The outsourcing contract APRA-regulated entities need to actually demonstrate operational resilience.

Insurance Distribution & Binder Agreement

2–4 weeks

The agreement that decides who's actually on risk when an underwriting authority is delegated.

Legal built for financial services & regulated documents.

Send us a note about what you're working on. We'll respond within one business day and, if we're a fit, book a free 15-minute consultation with a senior lawyer.